Cardinal Numbers
Updated 1997-June-5
A cardinal number
is one way to
measure the size of a set. Here is
the definition used in Zermelo Fraenkel set theory (ZF):
The cardinal (or cardinality) of x, denoted card(x), is:- the least ordinal a equinumerous to x, if x is well-orderable, and
- the set of all sets y of least rank which are equinumerous to x, otherwise.
In ZFC all sets are well-orderable and
only definition (1) above is needed.
The purpose
of this page is to describe the
different types of cardinal numbers.
For an introduction to cardinal and ordinal numbers see
the ``Mathematics of
CH'' section
in my Continuum Hypothesis article.
Notation
k,
l, and µ are used for the Greek letters
kappa, lambda, and mu and represent cardinals;
a is used for the Greek letter alpha and represents
an ordinal;
w is used for the Greek letter omega;
aleph is used for the Hebrew letter aleph;
and:
- aleph0 is used for
aleph-zero, the zero'th well-ordered infinite
cardinal;
aleph0=w = {0, 1, 2, ...}
- aleph1=w1
=
{0, 1, 2, ...,
w,
w+1,...,
w+w,...,
wxw,...}
=
set of all countable
ordinals
- alepha is used for aleph-alpha,
the alpha'th (or a'th) well-ordered infinite cardinal.
Since all well-ordered cardinals are ordinals, sometimes I use ordinal
notation for a cardinal or vice versa. For example, when I say
k=
alephk,
the
k on the left is being used as a cardinal and the
k on the right is being used as an ordinal.
Special Properties of aleph0
If we restrict our attention to the well-ordered cardinals,
which in ZFC is all the cardinals, then
aleph0 is the:
- first infinite cardinal
- first infinite limit cardinal, i.e.
first infinite cardinal that
cannot be reached from cardinals below it using the
cardinal successor function.
(k ->
k+).
- first infinite strong limit cardinal, i.e.
first infinite cardinal that
cannot be reached from cardinals below it using the power set function
(k ->
2k).
- only infinite regular
limit cardinal that is `constructable' in ZFC
- only infinite regular
strong limit cardinal that is `constructable' in ZFC
Many of the notions that are defined below were motivated by
the desire to recognize these properties of
aleph0,
and to look for similar properties, or their negation,
in other cardinals.
Partitioning Cardinals
A partition of cardinal numbers divides them up into
subsets so that each cardinal is a member of
one and only one of the subsets. In ZFC the most common partitions
of cardinals are:
- finite and infinite
- successor and limit
- 0, successor, and infinite limit
- regular and singular
- finite, infinite regular successor,
infinite singular limit, and infinite regular limit
The definitions below
help to explain these partitions and the relations between them.
Definitions
- Finite Cardinal
- A cardinal is finite iff it is a natural number.
- Infinite Cardinal
- A cardinal that is not a finite cardinal is
an infinite cardinal.
- Dedekind-Finite Cardinal
- The cardinal of a Dedekind-finite set (a set
that does not include a countably infinite subset) is a
Dedekind-finite cardinal.
Note:
Every finite cardinal is a Dedekind-finite cardinal.
In ZFC every Dedekind-finite cardinal is a finite cardinal, i.e.,
the Dedekind-finite cardinals are exactly the finite cardinals,
i.e., no infinite cardinal is a Dedekind-finite
cardinal.
In ZF it is possible to have a Dedekind-finite cardinal that
is not a finite cardinal.
- Infinite Well-Ordered Cardinal
- Any infinite cardinal that is also an ordinal
is an infinite well-ordered cardinal.
The infinite well-ordered cardinals are called alephs
since they are exactly the
alepha's where a is an ordinal.
Examples:
- Any cardinal of the form
alepha where a is an ordinal.
- aleph0=w is the
least infinite well-ordered cardinal.
Note:
Every infinite well-ordered cardinal is an infinite cardinal.
In ZFC every infinite cardinal is an infinite
well-ordered cardinal, i.e.,
the infinite cardinals are exactly the infinite well-ordered
cardinals.
In ZF it is possible to have
an infinite cardinal which is not a well-ordered cardinal.
- k+ or
The Cardinal Successor of k
- The least well-ordered cardinal l
such that l is not less than or equal to
card(k) is called k+
or the cardinal successor of k.
Note:
In ZFC we can use the following simpler definition:
The least cardinal greater than k is
the cardinal successor of k.
- Successor Cardinal
- l is a successor cardinal iff
l=k+
for
some well-ordered cardinal k.
k is called the
cardinal predecessor of k+.
Examples:
- any nonzero finite cardinal,
i.e., in {1, 2, 3, ....}.
- Any cardinal of the form
alepha+1, where a is an ordinal and
a+1 is the ordinal successor of a,
is the cardinal successor of
alepha.
- aleph1=w1 is
the least infinite successor cardinal.
It is the cardinal successor of
aleph0.
Note:
Every successor cardinal is a well-ordered cardinal.
- Limit Cardinal (Hausdorff 1908)
- k is a limit
cardinal iff
for every l<k,
l+<k.
Every well-ordered cardinal that is
not a successor cardinal is a limit
cardinal.
Examples:
- 0
- aleph0 is the least infinite limit cardinal.
- alephw is the least uncountable limit cardinal.
- Any cardinal of the form
alepha, where a is a limit ordinal,
is a limit cardinal.
Note About the Definition:
The definition of limit cardinal is not consistent in the
literature. The inconsistency is about whether to consider
0 and
aleph0
limit cardinals.
Some authors include both 0 and
aleph0, some do not include 0,
and some do
Some authors require limit cardinals to be uncountable.
The reason that I prefer the definition I
give is that it makes the
partitions of cardinals
much nicer, since we do not need to consider 0 and
aleph0
special cases, i.e., well-ordered cardinals which are neither
successors nor limits.
Also, with the definition I use
aleph0 is considered a regular limit cardinal
and a regular strong limit cardinal.
These special properties of
aleph0
are what inspired the definition of
weakly inaccessible
and
inaccessible
cardinals.
Authors who
use the definition I give include
Jech [1978,p.25],
Levy [1979,p.90],
and
Devlin [1993,p.88].
Authors who require
k to be uncountable include
Kunen [1980,p.30].
(Please send me info about other authors...)
- Strong Limit Cardinal
- k is a strong limit cardinal iff
for every l<k,
2l<k.
Examples:
- 0
- aleph0
- k=sup{l,
2l,
22l, ...}
where l is any cardinal > 0.
If l is finite and > 0
then k=aleph0,
otherwise k is really big!
Note:
Every strong limit cardinal is a limit cardinal.
In ZF+GCH
every limit cardinal is a strong limit cardinal
(since l+=2l),
i.e.,
the limit cardinals are exactly the strong limit cardinals.
- Regular Cardinal (Hausdorff 1908)
- k is regular iff
cf(k)=k.
Another way to say this is to say that it is not possible to
represent k as the supremum of fewer than
k smaller ordinals, or
k cannot be written as the sum of fewer smaller cardinals.
Examples:
- 0
- 1
- aleph0=w
- (AC) any infinite successor cardinal, i.e., every
cardinal of the form
alepha+1
(e.g.: aleph1,
aleph2, ...,
alephw+1,
etc.)
- Singular Cardinal (Hausdorff 1908)
- k is singular iff
cf(k)<k.
Another way to say this is to say that it is possible to
represent k as the supremum of fewer than
k smaller ordinals.
Examples:
- any finite cardinal greater than 1,
i.e., in {2, 3, 4, ....}, has cofinality 1.
- any limit cardinal alepha where
a is a countable limit ordinal.
E.g.,
alephw
and
alephw+w
both have cofinality aleph0.
- the least infinite singular cardinal is
alephw.
- (AC) alephw1
has cofinality aleph1.
- k=sup{w, ww,
www, ... }
has cofinality aleph0.
This k is the least fixed point of the aleph sequence,
i.e., the least k such that
k=alephk.
- k=sup{l,
2l,
22l, ...},
where l is any infinite cardinal,
has cofinality aleph0.
Note:
In ZFC every infinite singular cardinal is a limit cardinal.
In ZF+~AC it is possible to have an infinite singular
successor cardinal since Feferman and Levy [1963] constructed
a model in which aleph1 had cofinality
aleph0, i.e.:
Con(ZF)
==>
Con(cf(aleph1)=aleph0)
- Weakly Inaccessible Cardinal (Hausdorff 1908)
- k is weakly inaccessible iff
k is uncountable, regular, and a limit cardinal.
Note:
If k is weakly inaccessible then
k=alephk,
i.e., k
is the k'th well-ordered infinite cardinal, i.e., k
is a fixed point of the aleph function.
Note About Existence:
In ZFC, it is not possible to prove that weak inaccessibles exist.
- Inaccessible Cardinal (Tarski, 1930)
- k is inaccessible iff
k is uncountable, regular, and a strong limit cardinal.
Note:
Every inaccessible cardinal is a weakly inaccessible cardinal
and the least inaccessible cardinal is not less than the
least weakly inaccessible cardinal.
In ZF+GCH
every weakly inaccessible cardinal is an inaccessible cardinal, i.e.,
the weakly inaccessible cardinals are exactly the inaccessible
cardinals.
Note About Existence:
In ZFC, it is not possible to prove that inaccessibles exist.
Note About the Definition:
Inaccessible cardinals are
also called strongly inaccessible cardinals.
Large Cardinals
Large cardinals are cardinals whose existence cannot
be proved in ZFC.
Examples include
weakly inaccessible cardinals and inaccessible cardinals.
There are many other large cardinals, some of which are listed
in the hierarchy below. Note that the cardinals at the bottom
of this hierarchy
-- 0 and
aleph0 --
are not large cardinals per se, but each
has the same flavor as a large cardinal, i.e.,
it cannot be constructed using the methods
used to construct the cardinals listed below it.
Types of Cardinal Numbers Ordered By Consistency Strength
If cardinal type m is listed above cardinal type n in
the list below then:
Con(ZFC+a type m cardinal exists)
==>
Con(ZFC+a type n cardinal exists)
- rank-into-rank
- n-huge (n<w)
- huge
- supercompact
- superstrong
- Shelah
- Woodin
- strong
- o(k)=k++
- o(k)=2
- measurable
- Ramsey
- 0#
- weakly compact
- Mahlo
- inaccessible
- aleph0
- 0
Thanks to James Cummings of the
Carnegie Mellon Math Department
for giving me feedback on this page.